Building a Brighter Financial Future Together
The Investment Banking Division of Register Financial provides innovative, unconflicted strategic advice to a diverse client base in lower and middle markets and sophisticated private investors. We assist our clients in achieving their strategic goals by offering comprehensive financial advisory services across all major industry sectors. Our practice supports clients through all phases of the business cycle through expert capabilities in M&A, Private Funds Advisory, Capital Markets, and Recapitalization & Restructuring.
When partnering with Register Financial, you get direct engagement with veteran dealmakers, first-class transaction execution and the highest standard of confidentiality and discretion. We believe our people are our greatest asset, and we leverage our extensive global network to deliver the best solutions across industries and products, regardless of geography.
The Retirement Consultants at Register Financial can help your company design, implement and manage the right Qualified Retirement Plan. We work with businesses of all sizes and industries. As your retirement consultant, we would structure a flexible investment program, provide comprehensive fiduciary solutions, and ultimately a custom-made plan.
- Corporate Stock Repurchases (Rule 10b-18)
- Corporate Retirement Plan Consulting
- Restricted and Control Securities Sales – Rule 144/145
- Consulting on Rule 10b5-1 Corporate/Insider Trading Programs
- Employee Stock Options Exercise Services
- Block Trading
We work together with our clients to achieve successfulness in their long term goals. It’s all about the relationships we build. Knowing your entire financial picture is just part of the process. We are much more than that.