Join Our Team

As a full-service firm, we enable our advisors to succeed in this highly competitive industry with the latest technology, entrepreneurial spirit, positive culture, and superior support. We invest in our Advisors so that you can grow your business while putting your clients first. Your business, your way, that’s what we want for you.

Register Financial is  actively seeking talented and experienced Financial Advisors to join our dynamic team. If you possess a strong drive, a proven track record in wealth management, and a genuine passion for the industry, we would be thrilled to connect with you. As an organization deeply committed to excellence, integrity, and compliance, we foster a supportive and collaborative environment where you can thrive and make a meaningful impact.

At our firm, we genuinely believe in the power of individual stories. We are eager to understand your unique journey and gain a deep understanding of your business. Our objective is to identify areas where we can provide value and support your personal and professional growth. We are excited to engage with you, explore potential synergies, and discuss how we can collaborate to achieve mutual success.

We sincerely invite you to start a conversation with us. We eagerly look forward to connecting with you, learning about your unique story, and deeply understanding your business. Our team is excited to explore potential synergies, uncover ways in which we can add value, and discuss how we can collaborate to achieve mutual success. Don’t hesitate to take the first step – we are genuinely excited about the opportunity to connect with you and create a prosperous future together

Why Register Financial?

  • History – solid understanding and reputation in the business
  • Full Service – all the amenities of the major firms
  • Supportive – help adviser grow business
  • Streamlined – no bureaucratic approval process – direct access to the decision-makers
  • Opportunities – being part of building something great with the ability to reap the awards along the way
  • No Service/Product Obligations – you will not have to reach certain levels or push a product. No unproductive time-consuming requirements – no proprietary products or services
  • Your Clients Are Yours – you own your accounts, not the firm
  • Strong Operations
  • In-house Compliance – with a strong understanding of Rules/Regulations/compliance. We make it as easy as possible.
  • We know the only way we grow is by investing in our financial advisors – giving them the support and access to the latest technology and providing an encouraging atmosphere with other advisors.

Who We are Looking for – The Right Match

  • Integrity – in the community and business
  • FA with a client base and a desire to grow
  • FA who has a strong ongoing relationship with their clients
  • FA who wants to continue to improve on ways to manage the client experience
  • FA who needs a Broker-Dealer and RIA component
  • FA who manages their client accounts – asset allocation or portfolio manager
  • FA who may use outside managers
  • Retiring FA that is willing to stay on through the transition process
  • Unique specialized business models that are in place and can be changed to suit your style.

I joined Register Financial in 2020, after a lengthy search for the best long-term fit for myself and my clients. It’s not every day you find an independent firm with such extensive resources – and the freedom to manage your business with a focus on what’s best for your clients.

As an advisor, it’s a privilege to help clients achieve their goals through thoughtful financial planning. As an employee, it’s invaluable to work for a company that is supportive of my professional and personal endeavors.